September 16, 2010
Responding to the financial crisis, the new Dodd-Frank Act has seriously ramped up the SEC Enforcement Division's reach and strength. Included are powerful new whistleblower provisions, easier standards for proving secondary liability, penalty awards in administrative proceedings, more expansive foreign jurisdiction, nationwide trial subpoenas - plus authorization to double the SEC's budget over five years. Counsel need to be aware of these major statutory changes, as well as how they interact with the SEC's new cooperation policy, specialized enforcement units and other internal changes over the last year. Featured will be Joan McKown, who left the SEC in July after almost two decades as the Chief Counsel of the Enforcement Division and who will shortly join Jones Day LLP. She and the other panelists, all former SEC senior officers, will assess the changes and suggest strategies for counsel to respond to the new enforcement environment at the SEC. The program will be video-linked with the DC Bar and offer presenters live in both New York and Washington, D.C.
Online registration is currently closed.
Please either call 212-382-6663 or come directly to the program.
Download Program Agenda & Faculty. Download Registration Form. |
Save to Outlook |
Notes |
Contact
Main Registrations
|
|
Program Details
|
SAVE MONEY: Do you want to save 20% on this class? Firms with fewer than 10 attorneys receive a 20% discount if 2 or more register for the same CLE program. Firms with 10 or more attorneys receive a 20% discount if 4 or more register for the same CLE program. If this discount applies, please do not register online. You must call the City Bar Center for CLE - 212-382-6663.
CLE
|
|
New York and California Credit: 1.5 credits in professional practice. This live program provides transitional/non-transitional credit to all attorneys. Illinois Credit: 1.25 general MCLE credits.
|
Discount code
Discount code: |
If you have a discount code, please note it here. |