October 15, 2012
Insider trading continues to be one of the highest enforcement priorities for both the SEC and DOJ. Both agencies have devoted unprecedented resources to investigating insider trading violations, employed wiretaps and other aggressive investigative techniques, and ventured into new substantive territories. The result has been an unprecedented number of criminal and civil investigations and prosecutions, which have led judges, prosecutors, lawyers and other securities industry professionals to focus on the sometimes murky boundary between legitimate research and illegality. At this program, a panel of experts from government, industry, and law firms who focus on insider trading issues on a daily basis, will discuss the substantive law of insider trading, with a particular focus on the new frontiers being explored in recent cases. The course will cover the following topics, among others: The core principles and elements of insider trading violations, including under Section 10(b), Section 14(e), and the mail and wire fraud statutes; Legislative developments under Dodd-Frank and the STOCK Act; The legitimacy of trading on information obtained from public company insiders, including issues of materiality and the "mosaic" theory of investing; Prosecution and defense strategies.
Online registration is currently closed.
Please either call 212-382-6663 or come directly to the program.
Download Program Agenda & Faculty. Download Registration Form. |
Save to Outlook |
Notes |
Contact
Main Registrations
|
|
Program Details
|
SAVE MONEY: Do you want to save 20% on this class? Firms with fewer than 10 attorneys receive a 20% discount if 2 or more register for the same CLE program. Firms with 10 or more attorneys receive a 20% discount if 4 or more register for the same CLE program. If this discount applies, please do not register online. You must call the City Bar Center for CLE - 212-382-6663.
CLE
|
|
New York & California Credit: 2.0 professional practice
New Jersey: 2.0 general
This live program provides transitional/non-transitional credit to all attorneys. Illinois Credit: 1.75 general
Pennsylvania Credit: 1.5 general
|
Discount code
Discount code: |
If you have a discount code, please note it here. |