Hot Topics in SEC Enforcement: Investigations in a Time of Turmoil

March 30, 2012

Responding to an SEC investigation is more challenging now than ever before. The SEC's Division of Enforcement is increasingly aggressive in its investigative techniques and in its choice of cases to pursue. At the same time, the agency is subjected to pressures arising from dislocation in the markets, congressional scrutiny and judicial skepticism. Gain insight to the challenges of responding to an SEC investigation in a time of turmoil from high-level SEC staff, along with veteran defense counsel. Topics to be discussed include: Strategy, tactics and ethical issues from defense and government perspectives; Current enforcement priorities, and the impact of Dodd-Frank, including the SEC's new whistleblower program; The continuing emphasis on insider trading prosecutions, and the intense focus on hedge funds; The resurgence of accounting and financial reporting investigations; FCPA issues and investigations; and Credit crisis related enforcement

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Program Details March 30, 2012 - 9:00 AM to 5:00 PM Hot Topics in SEC Enforcement: Investigations in a Time of Turmoil Friday, March 30 9-5 p.m. Live Course Member: $375.00 Nonmember: $515.00

SAVE MONEY: Do you want to save 20% on this class? Firms with fewer than 10 attorneys receive a 20% discount if 2 or more register for the same CLE program. Firms with 10 or more attorneys receive a 20% discount if 4 or more register for the same CLE program. If this discount applies, please do not register online. You must call the City Bar Center for CLE - 212-382-6663.

CLE

New York CLE Credit: 7.5 total: 6.5 professional practice & 1.0 ethics. California & New Jersey CLE credit: 6.5 general & 1.0 ethics. This live program provides transitional/non-transitional credit to all attorneys. Illinois credit: 5.5 general & 1.0 ethics; Pennsylvania credit: 5.5 general & 1.0 ethics

Course Materials

	CLE Course Book Hard Copy
	CLE Course Book PDF Download Registrants have the option to select either the course book hard copy or a pdf download of the course material. If you select the download option. Please note your download access codes. Login: SEC033012 Password: eRBa37#H

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