(LIVE PROGRAM) Current Ethical Issues in the Practice of Securities Law

June 16, 2011

This program will address ethical and legal issues that corporate and outside counsel face in advising corporations, directors and officers, handling shareholder and derivative suits, and responding to government investigations. The program will present a scenario involving the discovery of possible accounting irregularities at a public company in which panelists will role play various parts, including that of corporate counsel, outside counsel, auditor's counsel, and SEC counsel. Topics will include attorney-client privilege when representing a corporate entity, multiple representations, issues regarding internal investigations, responses to client misconduct, issues dealing with outside auditors, and the impact of the Sarbanes-Oxley legislation. This program's updated content will entitle attendees to CLE credit if they attended the 2010 program

Online registration is currently closed.
Please either call 212-382-6663 or come directly to the program.

Download Program Agenda & Faculty. Download Registration Form. | Save to Outlook | Notes | Contact

Main Registrations


Program Details
June 16, 2011 - 9:00 AM to 11:00 AM

CURRENT ETHICAL ISSUES IN THE PRACTICE OF SECURITIES LAW Thursday, June 16 9-11 a.m. Live Course Member: $245.00 Nonmember: $355.00

SAVE MONEY: Do you want to save 20% on this class? Firms with fewer than 10 attorneys receive a 20% discount if 2 or more register for the same CLE program. Firms with 10 or more attorneys receive a 20% discount if 4 or more register for the same CLE program. If this discount applies, please do not register online. You must call the City Bar Center for CLE - 212-382-6663.

CLE


New York, California & New Jersey Credit: 2.0 ethics. This live program provides transitional/non-transitional credit to all attorneys. Illinois: 1.75 Professional Responsibility credits (pending)


Discount code

Discount code:

If you have a discount code, please note it here.