October 19, 2010
Many practitioners find themselves negotiating a disposition with the SEC without fully understanding the types of resolutions and sanctions that the SEC can seek. This program will cover the range of legal and equitable remedies currently at the disposal of the SEC. This program will explore the considerations at issue when the SEC chooses between a traditional injunctive proceeding in federal court and an administrative remedy. The panelists will address how the SEC calculates disgorgement and civil penalties in injunctive proceedings. Ancillary forms of relief, such as special masters, monitors, compliance consultants, undertakings and asset freezes will also be discussed. This program will enable you to better counsel your clients concerning SEC actions and to conduct more effective settlement negotiations with the SEC.
Online registration is currently closed.
Please either call 212-382-6663 or come directly to the program.
Download Program Agenda & Faculty. Download Registration Form. |
Save to Outlook |
Notes |
Contact
Main Registrations
|
|
Program Details
|
SAVE MONEY: Do you want to save 20% on this class? Firms with fewer than 10 attorneys receive a 20% discount if 2 or more register for the same CLE program. Firms with 10 or more attorneys receive a 20% discount if 4 or more register for the same CLE program. If this discount applies, please do not register online. You must call the City Bar Center for CLE - 212-382-6663.
CLE
|
|
California, New Jersey and New York Credit: 3.0 professional practice. This live program provides transitional/non-transitional credit to all attorneys. Illinois Credit: 2.5 general MCLE credits.
|
Discount code
Discount code: |
If you have a discount code, please note it here. |